EPSTEIN
page 5 / 303 . OCR, unverified
inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate.
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered Investment Advisor, the Private Bank of J.P. Morgan will provide a copy of the advisors Form AOV II or brochure upon written
request.
Additional Information About Your Accounts
J.P.Morgan
Disclosures Page 2 of 5
Page 14 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035956
SDNY_GM_00305154
EFTA01510300
--- SOURCE: IMAGES__0122__EFTA01510301.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510301.pdf
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For the Period 10/1/11 to 10/31/I I
Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCC5 business, subject to the limitations of SEC Rule 150-3. Unless otherwise noted. JPMCC
or its agents and depositories will hold your securities. Upon your demand. JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf.
Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers.
J.P.Morgan
Disclosures Page 5 of 5
Page 17 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035959
SDNY_GM_00305157
EFTA01510301
--- SOURCE: IMAGES__0122__EFTA01510302.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510302.pdf
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Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035960
SDNY_GM_00305158
EFTA01510302
--- SOURCE: IMAGES__0122__EFTA01510303.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510303.pdf
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FINANCIAL TRUST COMPANY INC
6100 RED HOOK
QUARTERS #83
ST THOMAS 00802
VIRGIN ISLANDS, U S
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035961
SDNY_GM_00305159
EFTA01510303
--- SOURCE: IMAGES__0122__EFTA01510304.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510304.pdf
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Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035962
SDNY_GM_00305160
EFTA01510304
--- SOURCE: IMAGES__0122__EFTA01510305.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510305.pdf
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For the Period 10/1/11 to 'saint
Account Summary
Account
Number
Beginning Net
Market Value
Ending Net
Change
Staff on
Market Value
In Value
Page
Investment Account(s)
RHANOAL TRUST COMPANY INC
2,796,707.11
3,588,544.28
791,837.15
FINAMOAL TRUST COMPANY INC
0.00
0.00
0.00
Total Value
$2.796,707.11
$3.8161,644.26
9791.837.16
Statement Disclosures
This account summary is provided for informational purposes and includes assets at different entities.
(1) Assets held at JPMorgan Chase Bank. N.A., member Federal Deposit Insurance Corporation ("FDIC"). except for exchange-
listed options. which are held at JPMorgan Clearing Corporation (JPMCC"). The Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LW ("JPMS"). see "Portfolio Activity Detail". Equity securities, fixed income
securities, and fisted options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity
Detair. Such transactions are cleared and carried through JPMCC.
For important information regarding your accounts refer to the rear of your statement
0000(X)3522 150 1500001 FINANI8 20111102
JP Morgan
Client News
If you plan to make gifts of securities this year. please
notify your Client Service Representative before
December 1, 2011. This will allow us to process your
request before year-end and meet the deadline for tax
filing purposes.
Page 1 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035963
SDNY_GM_00305161
EFTA01510305
--- SOURCE: IMAGES__0122__EFTA01510306.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510306.pdf
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For the Period 10/1/11 to tomtit
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Alternative Assets
2,694,727.68
3,486,830.25
792,102.57
252,630.72
97%
Cash & Fixed Income
101,975.18
101,709.97
(265.21)
65.58
3%
Cash
Find Income
Market Value
52,798,702.86
53,688,540.22
$791,037.36
$252.696.30
100%
Accruals
4.25
4.04
(0.21)